aml and sanctions assessments, reviews,
and examination support

Assessments prove to you, your stakeholders, regulators and your financial services partners that your AML program is meeting expectations and managing risk. Our assessments consider not only prevailing and applicable legislation and guidance, but also peer practices, observed expectations of regulators through examinations, and of financial services partners through interactions and discussions. Our assessment practice is led by CPAs, who oversee the design and implementation according to the regulator's specifications and upper-range methodologies. Our assessments are designed to be risk-sensitive, to provide a road-map to remediation, and to make sure there are no surprises when regulators come to visit.

Select from any of the products below to learn more

Michael Ecclestone - Governance, Risk and Compliance Leader
michael@theamlshop.ca
LinkedIn

Michael is Governance, Risk and Compliance Leader at The AML Shop, with over 20 years of experience in financial sector risk, regulatory compliance and legislation as an advisor, an executive, a regulator and a practicing lawyer. Read More

Bruce Hauser - Senior Manager, Compliance Effectiveness Reviews
bruce@theamlshop.ca
LinkedIn

As the AML Shop’s Senior Manager of Compliance Effectiveness Reviews, Bruce draws on the many years of experience gained while working in the Money Services Business (MSB) and Dealers in Precious Metals (DPM) sectors where he held positions as a Senior Operations Manager and Chief Anti-Money Laundering and Compliance Officer (CAMLO)…read more.